DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fulcrum Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brander Lee RichmondFulcrum Capital, LLC independent RIAFirst Washington Corporation independent RIARIA to RIAAug 4, 2025Sep 15, 2025 (42 d)
Adam HicksFulcrum Capital, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2025Jun 8, 2025
Jeremy Robert WilliamsonFulcrum Capital, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJan 7, 2025Dec 21, 2024
Alissa Jess WrightFulcrum Capital, LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJan 18, 2023Feb 1, 2023
John Robert RichmondFulcrum Capital, LLC independent RIAAlliancebernstein L.P. asset managerOtherSep 9, 2022Jan 24, 2023 (137 d)
James Howard DockensFulcrum Capital, LLC otherU.S. Bancorp Investments, Inc. otherOtherJun 12, 2017Sep 18, 2017 (98 d)
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6 moves match.