DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Benjamin F. Edwards & Company, Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua William WillardBenjamin F. Edwards & Company, Incorporated otherLPL Financial LLC otherOtherJun 2, 2016May 26, 2016
Gregory Vincent SullivanBenjamin F. Edwards & Company, Incorporated otherWells Fargo Advisors wirehouseOtherMar 22, 2016Mar 18, 2016
Thomas PapeBenjamin F. Edwards & Company, Incorporated otherWells Fargo Advisors wirehouseOtherNov 11, 2015Oct 30, 2015
Theresa Lee GuzmanBenjamin F. Edwards & Company, Incorporated otherRobert W. Baird & Co. Incorporated otherOtherNov 11, 2015Nov 6, 2015
Todd Thomas NetheryBenjamin F. Edwards & Company, Incorporated otherRobert W. Baird & Co. Incorporated otherOtherNov 11, 2015Nov 6, 2015
Joshua Richard CarstensBenjamin F. Edwards & Company, Incorporated otherRobert W. Baird & Co. Incorporated otherOtherNov 11, 2015Nov 6, 2015
Katie Lynn HughesBenjamin F. Edwards & Company, Incorporated otherWells Fargo Advisors wirehouseOtherAug 13, 2015Aug 11, 2015
Vicki Marie WinterbottomBenjamin F. Edwards & Company, Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 12, 2015Aug 24, 2015
Roger SuchyBenjamin F. Edwards & Company, Incorporated otherInvestment Professionals, Inc. otherOtherMar 10, 2015Feb 23, 2015
Melissa Marie WatsonBenjamin F. Edwards & Company, Incorporated otherWells Fargo Advisors wirehouseOtherFeb 18, 2015Feb 10, 2015
Janel Marie GoffBenjamin F. Edwards & Company, Incorporated otherLPL Financial LLC otherOtherDec 31, 2013Dec 24, 2013
Jeffrey David HooverBenjamin F. Edwards & Company, Incorporated otherAmeriprise Financial Services, LLC national BDOtherDec 18, 2013Nov 22, 2013
Robert T. SimBenjamin F. Edwards & Company, Incorporated otherStrategic Advisers LLC national BDOtherDec 21, 2012Jan 7, 2013
Laura Ginnette OwsleyBenjamin F. Edwards & Company, Incorporated otherAm Investment Strategies, LLC no RAUMOtherNov 26, 2012Nov 27, 2012
Aon Douglas MillerBenjamin F. Edwards & Company, Incorporated otherAm Investment Strategies, LLC no RAUMOtherOct 12, 2012Nov 9, 2012
Trevor S WallnerBenjamin F. Edwards & Company, Incorporated otherCambridge Investment Research Advisors, Inc. otherOtherOct 9, 2012Oct 9, 2012
Dayna Jean OlmstedBenjamin F. Edwards & Company, Incorporated otherRaymond James & Associates, Inc. national BDOtherAug 16, 2012May 13, 2013 (270 d)
Kent Douglas MitchellBenjamin F. Edwards & Company, Incorporated otherWells Fargo Advisors wirehouseOtherDec 31, 2011May 7, 2012 (128 d)
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78 moves match.