DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ele Advisory Services, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andre' Dericko Bell | Ele Advisory Services, Inc independent RIA | Lincoln Investment independent RIA | RIA to RIA | Mar 3, 2026 | Mar 2, 2026 |
| Jeffrey Brant Owens | Ele Advisory Services, Inc independent RIA | Houston Wealth Advisers, LLC. state registered | RIA to a state-registered adviser | Mar 22, 2021 | Jan 2, 2019 |
| Wendy P. Simmons | Ele Advisory Services, Inc independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Feb 3, 2020 | Feb 10, 2020 |
| Marcelle Gordon | Ele Advisory Services, Inc independent RIA | W&S Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2019 | Jul 20, 2020 (258 d) |
| Jeffrey M Gapinski | Ele Advisory Services, Inc independent RIA | Summit Global Investments, LLC other | Other | Sep 19, 2019 | Sep 16, 2019 |
| Brenda Marie Oldham | Ele Advisory Services, Inc independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jan 31, 2019 | Feb 5, 2019 |
| Michael Patrick Feeney | Ele Advisory Services, Inc independent RIA | Global View Capital Management LLC independent RIA | RIA to RIA | Dec 31, 2018 | Nov 18, 2020 (688 d) |
| Robert Kenon | Ele Advisory Services, Inc independent RIA | Next Financial Group, Inc. independent RIA | RIA to RIA | Jul 11, 2018 | Jun 19, 2018 |
| Robert Alan Minasian | Ele Advisory Services, Inc independent RIA | Personal Wealth Management, LLC state registered | RIA to a state-registered adviser | Oct 7, 2016 | Sep 1, 2026 (3616 d) |
| Shelby Hoffman Saberon | Ele Advisory Services, Inc independent RIA | Brookstone Wealth Advisors, LLC other | Other | Dec 17, 2014 | Jan 28, 2015 (42 d) |
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10 moves match.