DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Congress Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerald Jay Graves | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Christopher John Bleuher | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Robert Edward Driscoll | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Jennifer Rice Gates | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Nov 4, 2020 |
| David John Costigan | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Nov 9, 2020 |
| Kenneth Richard Zannoni | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 28, 2020 |
| Siobhaun Maus Johnson | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Nov 3, 2020 |
| Clinton Dean Lynch | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Chris G. Dudley | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Salim P Boutagy | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Christine Winters Lawless | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 28, 2020 |
| Michael Kevin Harty | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Nov 19, 2020 |
| Ryan Patrick Carroll | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| John Chrisom Berry | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Michael John Murphy | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 21, 2020 |
| Michael William Galvin | Congress Wealth Management LLC independent RIA | Cw Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Oct 28, 2020 |
| Laurie Lynn Novak | Congress Wealth Management LLC independent RIA | Boston Financial Management LLC independent RIA | RIA to RIA | Jan 13, 2020 | Feb 7, 2020 |
| Brian Steven Peters | Congress Wealth Management LLC other | Creative Planning other | Other | Apr 27, 2017 | Jun 15, 2017 (49 d) |
| Brian Timothy Guild | Congress Wealth Management LLC other | Congress Asset Management Company, Llp other | Other | Mar 10, 2017 | Dec 7, 2015 |
| Peter Christian Andersen | Congress Wealth Management LLC other | Integrated Advisors Network LLC independent RIA | Other | Dec 7, 2016 | Sep 12, 2018 (644 d) |
Page 1 of 1
20 moves match.