DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Advisors Network, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan Michael SandferFinancial Advisors Network, Inc. independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2024Jan 16, 2025
Yasasri Umesha WeerasuriyaFinancial Advisors Network, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2019Mar 6, 2019 (58 d)
Joseph Abraham PenceFinancial Advisors Network, Inc. independent RIACooper Mcmanus independent RIARIA to RIAMay 30, 2018May 25, 2018
Joseph Jing-Ting LuFinancial Advisors Network, Inc. otherCs Planning Corp independent RIAOtherMar 28, 2017Sep 28, 2018 (549 d)
Amy Lynn MooreFinancial Advisors Network, Inc. otherPure Financial Advisors, LLC otherOtherJul 6, 2016Feb 23, 2018 (597 d)
James Robert AllenFinancial Advisors Network, Inc. otherUSA Financial Securities LLC otherOtherSep 8, 2015Jun 7, 2016 (273 d)
Jacob Aaron GreenbergFinancial Advisors Network, Inc. otherPure Financial Advisors, LLC otherOtherMay 29, 2015Jun 10, 2015
Jesse Charles CoxFinancial Advisors Network, Inc. otherIndependent Financial Group, LLC otherOtherMay 16, 2013Jan 20, 2015 (614 d)
Ryan Byron McguireFinancial Advisors Network, Inc. otherBridge Advisory LLC otherOtherFeb 2, 2012Jan 27, 2012
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9 moves match.