DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Covenant
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Howard Oliphint | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 18, 2021 |
| George Venegas Pedraza | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Karl Joseph Eggerss | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 18, 2021 |
| Shawn Trahill Morris | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Justin Joseph Pawl | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Barron Dean Beal | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Mark R Nokyos | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| John Duggan Eadie | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Raquel Renfro Lopez | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| John Glenn Keeton | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| David Richard Wallace | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Casey Adam Keller | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| David Sutherland Akright | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Oliver Michael Norman | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Samuel Howard Dreibelbis | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 11, 2021 |
| Trevor Clarke Mansour | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Oct 14, 2021 |
| Jacky Phan | Covenant independent RIA | Captrust institutional | Other | Nov 24, 2021 | Nov 8, 2021 |
| Terry Lee Langston | Covenant independent RIA | Hill Country Group independent RIA | RIA to RIA | Oct 21, 2021 | Sep 28, 2021 |
| Christopher Ryan Wells | Covenant independent RIA | Flourish Financial Planning state registered | RIA to a state-registered adviser | Apr 11, 2018 | Apr 18, 2018 |
| Thomas Edward Villalta | Covenant other | Austin 180 Advisory Group LLC state registered | Other | Feb 2, 2018 | Feb 15, 2018 |
| Stefan Whitwell | Covenant other | National Wealth Partners LLC unclassified | Other | Jun 7, 2017 | Sep 1, 2017 (86 d) |
| Thomas Curts Smith | Covenant other | RBC Capital Markets, LLC national BD | Other | May 7, 2014 | Jan 3, 2014 |
| David William Nash | Covenant other | Magister Wealth state registered | Other | May 20, 2013 | Aug 5, 2014 (442 d) |
| Dolores Fernandez Wheless | Covenant other | Swan Global Investments, LLC other | Other | Nov 6, 2012 | Feb 9, 2018 (1921 d) |
| John Glenn Keeton | Covenant other | J.P. Morgan Securities LLC wirehouse | Other | Aug 13, 2010 | Aug 31, 2010 |
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25 moves match.