DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Citi Private Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erik StevensCiti Private Advisory, LLC asset managerRvw Wealth LLC independent RIAOtherOct 31, 2022Jun 19, 2023 (231 d)
Roger MahfouzCiti Private Advisory, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 27, 2022Jul 29, 2022
Rachel C. RammCiti Private Advisory, LLC asset managerCitigroup Global Markets Inc. BD affiliatedOtherJun 17, 2022Feb 24, 2022
William Alexander SantosCiti Private Advisory, LLC asset managerCitigroup Global Markets Inc. BD affiliatedOtherMay 13, 2022Apr 11, 2022
Erik FeldhausCiti Private Advisory, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2018Jun 23, 2023 (1635 d)
Peter Charles BarciaCiti Private Advisory, LLC otherMorgan Stanley wirehouseOtherOct 6, 2017Jul 14, 2021 (1377 d)
John J. HayesCiti Private Advisory, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJun 30, 2010Jun 25, 2026 (5839 d)
Jessica PenaCiti Private Advisory, LLC otherMorgan Stanley wirehouseOtherJun 30, 2010May 13, 2024 (5066 d)
Michael John ClementeCiti Private Advisory, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherJun 30, 2010Jun 4, 2024 (5088 d)
Palmiris Y RivasCiti Private Advisory, LLC otherMorgan Stanley wirehouseOtherJun 30, 2010Sep 24, 2024 (5200 d)
Sarah HardenberghCiti Private Advisory, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJun 30, 2010Apr 10, 2024 (5033 d)
Katherine MarkhamCiti Private Advisory, LLC otherMorgan Stanley wirehouseOtherJun 30, 2010Aug 22, 2024 (5167 d)
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12 moves match.