DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirementadvice | Jka
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Philip Kriechbaum | Retirementadvice | Jka independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2020 | Nov 5, 2019 |
| Derek Jay Colton | Retirementadvice | Jka independent RIA | Aegis Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Mar 20, 2020 | Nov 13, 2019 |
| Reid Austin Williams | Retirementadvice | Jka independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | May 7, 2019 |
| Kellen Blaise Beard | Retirementadvice | Jka independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 25, 2019 | Jun 4, 2019 (40 d) |
| Samuel Bruce Ledwitz | Retirementadvice | Jka other | Mariner Advisor Network BD affiliated | Other | Oct 3, 2017 | Feb 18, 2025 (2695 d) |
| Thomas Everett Steele | Retirementadvice | Jka other | Gradient Advisors, LLC independent RIA | Other | Apr 20, 2017 | Jan 1, 2026 (3178 d) |
| Charles Buddy Bowers | Retirementadvice | Jka other | Insight Folios independent RIA | Other | Apr 21, 2015 | Mar 27, 2015 |
| Paul Leonard Durso | Retirementadvice | Jka other | Insight Folios independent RIA | Other | Apr 20, 2015 | Mar 27, 2015 |
| Scott Richard Carty | Retirementadvice | Jka other | Insight Folios independent RIA | Other | Apr 20, 2015 | Mar 30, 2015 |
| Kenneth L Huffman | Retirementadvice | Jka other | Insight Folios independent RIA | Other | Apr 20, 2015 | May 15, 2015 |
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10 moves match.