DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hefty Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Edward LockwoodHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
David Wayne HeftyHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Stacy Elaine HeftyHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Brian David NealHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Kentrina Genea MapesHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Edison ByzykaHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Erik Martin HerstadHefty Wealth Partners independent RIACx Institutional, LLC independent RIARIA to RIAAug 15, 2018Mar 29, 2018
Mark Owen VandeveldeHefty Wealth Partners otherLPL Financial LLC otherOtherMar 3, 2015Mar 4, 2013
Nicholas Herb ScheumannHefty Wealth Partners otherSii Investments, Inc. otherOtherMar 3, 2015Feb 27, 2015
Eric Jesse WassonHefty Wealth Partners otherFinancial Engines Advisor Center, LLC otherOtherMay 28, 2013Jul 1, 2013 (34 d)
David Nathan AbuafHefty Wealth Partners otherRaymond James Financial Services Advisors, Inc otherOtherJan 18, 2013Nov 22, 2013 (308 d)
Kristen Lynn NelsonHefty Wealth Partners otherCapital Client Group, Inc. no RAUMOtherMar 2, 2012Oct 26, 2018 (2429 d)
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12 moves match.