DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mcgowan Group Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vanessa Valdez Avila | Mcgowan Group Asset Management, Inc. independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2025 | Apr 3, 2025 |
| Erik Alan Eklof | Mcgowan Group Asset Management, Inc. independent RIA | Retirement Planners Of America independent RIA | RIA to RIA | Mar 18, 2022 | Jan 29, 2024 (682 d) |
| Dominique Jevon Henderson | Mcgowan Group Asset Management, Inc. other | Djh Capital Management, LLC. unclassified | Other | Jun 28, 2016 | Aug 10, 2016 (43 d) |
| Patrick Carl Thuemmel | Mcgowan Group Asset Management, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 22, 2011 | Aug 16, 2011 |
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4 moves match.