DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Investors Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy David Gaarder | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Patrick Martin Stenson | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Ronald James Bickford | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 17, 2022 |
| Richard John Anderson | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Stephen Christopher North | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 21, 2022 |
| Michael Robert Vitale | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Rodney Lynn Meyer | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| James Lawrence Chapple | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Richard Mark Berquist | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 17, 2022 |
| Tyler Scott Christenson | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Philip John Anderson | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| William Snuggerud | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 21, 2022 |
| Jeffrey Roger Doom | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Adam Noah Landvik | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Jan 27, 2026 (1282 d) |
| Elizabeth Ann Dehn | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Michael T Tervo | Investors Financial Group independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jul 25, 2022 | Feb 14, 2018 |
| Thomas Allan Miller | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 17, 2022 |
| Matthew Richard Norland | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Eric Thomas Norman | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 17, 2022 |
| Evan John Meyer | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Troy Allen Gourde | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Lucas J Anderson | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 17, 2022 |
| Connor Monahan Gaarder | Investors Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Mar 16, 2022 |
| Matthew Jon Finley | Investors Financial Group independent RIA | Focus Financial other | Other | Mar 22, 2018 | Mar 20, 2018 |
| Mikael Daniel Hallstrom | Investors Financial Group other | Usadvisors Wealth Management, LLC other | Other | Sep 21, 2015 | Oct 8, 2015 |
| Daniel Paul Stolfa | Investors Financial Group other | Msi Financial Services, Inc. other | Other | Sep 2, 2015 | Aug 28, 2015 |
| Lauren Griggs | Investors Financial Group other | LPL Financial LLC other | Other | Jul 3, 2012 | Dec 20, 2013 (535 d) |
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27 moves match.