DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sage Capital Holdings, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Marion Johnson | Sage Capital Holdings, LLC other | Certus Investment Advisors, LLC other | Other | Nov 13, 2013 | Oct 25, 2011 |
| Anthony William Hosfeld | Sage Capital Holdings, LLC other | Certus Investment Advisors, LLC other | Other | Nov 7, 2013 | Nov 1, 2011 |
| Victor Patrick Wilkerson | Sage Capital Holdings, LLC other | Certus Investment Advisors, LLC other | Other | Nov 7, 2013 | Nov 1, 2011 |
| Shonalee Armaly Gamble | Sage Capital Holdings, LLC other | Certus Investment Advisors, LLC other | Other | Dec 31, 2012 | Jun 10, 2013 (161 d) |
| Matthew William Karis | Sage Capital Holdings, LLC other | Invest Financial Corporation other | Other | Oct 7, 2011 | Oct 6, 2011 |
| Robert Pittman Jones | Sage Capital Holdings, LLC other | Invest Financial Corporation other | Other | Oct 7, 2011 | Oct 6, 2011 |
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6 moves match.