DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Windhaven Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ross Norman RevenaughWindhaven Investment Management, Inc. otherEchelon Asset Management otherOtherJun 30, 2016Oct 18, 2016 (110 d)
Elizabeth Salas EvansWindhaven Investment Management, Inc. otherStrategic Advisers LLC national BDOtherOct 2, 2015Nov 17, 2015 (46 d)
Charles David BrownWindhaven Investment Management, Inc. otherFiduciary Wealth Partners, LLC otherOtherMay 15, 2015Feb 12, 2016 (273 d)
Fred D HancockWindhaven Investment Management, Inc. otherWintrust Investments otherOtherApr 22, 2015Feb 17, 2017 (667 d)
Defred G Folts IIIWindhaven Investment Management, Inc. other3edge Asset Management, LP no RAUMOtherFeb 18, 2015Jan 20, 2016 (336 d)
Erica DamonWindhaven Investment Management, Inc. otherAmeriprise Financial Services, LLC national BDOtherFeb 18, 2015Apr 15, 2021 (2248 d)
Jason Eric YoungWindhaven Investment Management, Inc. otherMercer Global Advisors Inc. otherOtherDec 5, 2014Dec 17, 2014
Jeremy Scott GlennWindhaven Investment Management, Inc. otherWellesley Investment Partners, LLC otherOtherNov 17, 2014Jan 22, 2015 (66 d)
Charles Savage WillauerWindhaven Investment Management, Inc. otherWellesley Investment Partners, LLC otherOtherJul 24, 2014Sep 20, 2016 (789 d)
Stephen Joseph CucchiaroWindhaven Investment Management, Inc. other3edge Asset Management, LP no RAUMOtherJul 8, 2014Jan 20, 2016 (561 d)
Susan E FarrisWindhaven Investment Management, Inc. otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherJul 8, 2014Dec 7, 2021 (2709 d)
Paige Martin EarlsWindhaven Investment Management, Inc. otherTwin Focus Capital Partners, LLC otherOtherSep 17, 2013Oct 7, 2013
Ashley Elizabeth KoedWindhaven Investment Management, Inc. otherRinet Company, LLC otherOtherAug 13, 2013Sep 23, 2013 (41 d)
Louis Pyle CrosierWindhaven Investment Management, Inc. otherWellesley Investment Partners, LLC otherOtherJan 29, 2013Sep 9, 2014 (588 d)
Eric Lawrence BiegeleisenWindhaven Investment Management, Inc. otherGood Harbor Financial otherOtherJan 10, 2013Dec 15, 2014 (704 d)
Robert Edwin PhillipsWindhaven Investment Management, Inc. other3edge Asset Management, LP no RAUMOtherMar 22, 2012Jan 20, 2016 (1399 d)
Page 1 of 1
16 moves match.