DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Core Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley S Hammerman | Core Financial independent RIA | Seia BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2024 | Apr 22, 2024 |
| Jose Luis Vitela | Core Financial independent RIA | Bluereef Capital state registered | RIA to a state-registered adviser | Dec 31, 2019 | May 24, 2019 |
| Tammy Anne Trenta | Core Financial other | Ep Wealth Advisors other | Other | May 13, 2011 | May 27, 2011 |
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3 moves match.