DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sva Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Howard Reamer | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Peter Charles Jelacic | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Raymond Craig Schenk | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Debra Lynn Oswald | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Randell John Godsell | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Maureen Ellen Hansen | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Sean Patrick Cote | Sva Wealth Management, LLC independent RIA | Wisconsin Capital Management, LLC other | Other | Jan 13, 2021 | Jun 12, 2012 |
| Daniel Guyan Gibson | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Timothy Rock Obrien | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Brett H Christensen | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Christopher Paul Thomas | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Bryan Schumacher | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Keith K Kuzera | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Connor Bleser Morse | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Mary Regina Popovic | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Jerome A Neary | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Heather Lea Benash | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Kelly Lagore | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Andrea R Elser | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Jacob Madison Babiuk | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Bijan Ramirez | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Colleen Patricia Johnson | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Kelsey Marie Fatzinger-Schnurr | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Brian David Klein | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Mitchell Joseph Ahmad | Sva Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jan 2, 2021 |
| Jamie John Droessler | Sva Wealth Management, LLC independent RIA | Direct Financial Care independent RIA | RIA to RIA | Oct 1, 2020 | Sep 24, 2020 |
| Tyler Mcconville | Sva Wealth Management, LLC independent RIA | Facet independent RIA | RIA to RIA | Jun 24, 2020 | Aug 27, 2020 (64 d) |
| Chadwick Michael Schloesser | Sva Wealth Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 10, 2019 | Sep 19, 2018 |
| Susan Elizabeth Peck | Sva Wealth Management, LLC other | Evolution Financial LLC state registered | Other | Sep 27, 2017 | Sep 27, 2017 |
| Nathan Marek Plumb | Sva Wealth Management, LLC other | Osaic Fa, Inc. other | Other | Dec 31, 2014 | Feb 1, 2017 (763 d) |
| Ken Sal Cavalluzzo | Sva Wealth Management, LLC other | Cjk Capital Management, LLC state registered | Other | Dec 31, 2014 | Jan 5, 2015 |
| Leonard Williams Barry | Sva Wealth Management, LLC other | Wisconsin Capital Management, LLC other | Other | Sep 9, 2013 | Jun 12, 2012 |
| Neil Robert Dinndorf | Sva Wealth Management, LLC other | Enrich Financial Partners LLC independent RIA | Other | Apr 11, 2013 | Jan 1, 2025 (4283 d) |
Page 1 of 1
33 moves match.