DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Financial Network Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dante Anthony SmithAmerican Financial Network Advisory Services, LLC independent RIAWealthsource? independent RIARIA to RIAApr 6, 2020Jul 18, 2019
Steven Ira LevinAmerican Financial Network Advisory Services, LLC independent RIAWealthsource? independent RIARIA to RIAJan 2, 2020Aug 20, 2021 (596 d)
Carl Joseph Cuddy ErmelbauerAmerican Financial Network Advisory Services, LLC independent RIAWealthsource? independent RIARIA to RIANov 22, 2019Dec 17, 2019
Gregory James SabalaAmerican Financial Network Advisory Services, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 11, 2019Jun 5, 2019
Hernan MartinezAmerican Financial Network Advisory Services, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 17, 2019Nov 6, 2019 (203 d)
Craig Robert WatanabeAmerican Financial Network Advisory Services, LLC independent RIADiversify Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2018Sep 5, 2023 (1891 d)
Martin Sam WasserAmerican Financial Network Advisory Services, LLC independent RIADiversify Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2018Sep 5, 2023 (1898 d)
Rohit Jiledar SinghAmerican Financial Network Advisory Services, LLC independent RIAHexeum Capital state registeredRIA to a state-registered adviserJun 5, 2018Oct 23, 2018 (140 d)
Shawn Jen HsiehAmerican Financial Network Advisory Services, LLC independent RIAHighline Wealth Partners independent RIARIA to RIAMay 29, 2018Aug 8, 2018 (71 d)
Aaron Dejuan MorrisAmerican Financial Network Advisory Services, LLC independent RIAHighline Wealth Partners independent RIARIA to RIAApr 30, 2018Aug 21, 2018 (113 d)
Naghmeh Melody MossayiAmerican Financial Network Advisory Services, LLC independent RIADfpg Investments, LLC independent RIARIA to RIAApr 13, 2018Jun 18, 2018 (66 d)
Shawn Mathew WarrenAmerican Financial Network Advisory Services, LLC otherSecurities America Advisors, Inc. otherOtherApr 26, 2016Apr 26, 2016
Blair Alan Van BurenAmerican Financial Network Advisory Services, LLC otherSecurities America Advisors, Inc. otherOtherApr 26, 2016Apr 25, 2016
Armand Leeman FidlerAmerican Financial Network Advisory Services, LLC otherSecurities America Advisors, Inc. otherOtherApr 26, 2016Apr 25, 2016
Ryan James BadgerAmerican Financial Network Advisory Services, LLC otherSecurities America Advisors, Inc. otherOtherApr 26, 2016Apr 26, 2016
Steven Everett HoppelAmerican Financial Network Advisory Services, LLC otherKelsey Financial, LLC unclassifiedOtherMay 29, 2015Jun 9, 2015
Lynn Richard CalvertAmerican Financial Network Advisory Services, LLC otherStrategic Advisers LLC national BDOtherMay 18, 2015Jun 12, 2015
Jeffery T GreenleafAmerican Financial Network Advisory Services, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherApr 22, 2015Aug 16, 2016 (482 d)
Keith Gregg EllenAmerican Financial Network Advisory Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherMay 30, 2014Jun 14, 2024 (3668 d)
Joanna Dawn MccomseyAmerican Financial Network Advisory Services, LLC otherFinancial West Group otherOtherMay 30, 2014Jun 3, 2014
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20 moves match.