DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northwest Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James T. Christy | Northwest Financial Advisors LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 7, 2025 | Oct 2, 2025 |
| Jennifer Bottomley | Northwest Financial Advisors LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 7, 2025 | Oct 3, 2025 |
| Scott Thomas Aune | Northwest Financial Advisors LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 27, 2026 (362 d) |
| Jodi Danielle Van Voorhis | Northwest Financial Advisors LLC independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Sep 25, 2025 (92 d) |
| Shreeva Aylor | Northwest Financial Advisors LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | Jun 9, 2025 |
| Brian Lee Cooper | Northwest Financial Advisors LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2025 | Aug 5, 2025 (83 d) |
| Garrett Timothy Boyd | Northwest Financial Advisors LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2025 | May 1, 2025 |
| Julie Anne Gleason | Northwest Financial Advisors LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2025 | May 1, 2025 |
| Glen Matthew Cesari | Northwest Financial Advisors LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2025 | May 1, 2025 |
| Justin L Valadez | Northwest Financial Advisors LLC independent RIA | LPL Financial LLC other | Other | May 9, 2025 | Sep 18, 2015 |
| Alicia Genise Fouser | Northwest Financial Advisors LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2025 | Jun 11, 2025 (83 d) |
| Biswojit Rebeiro | Northwest Financial Advisors LLC independent RIA | Wesbanco Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2025 | May 13, 2025 (77 d) |
| Rafael Antonio Gutierrez | Northwest Financial Advisors LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Mar 27, 2023 | Apr 11, 2023 |
| Victoria Ross | Northwest Financial Advisors LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2022 | Apr 7, 2021 |
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14 moves match.