DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ritholtz Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Ross SchiffRitholtz Wealth Management independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2026Mar 16, 2026
Dominic Anthony BovaRitholtz Wealth Management independent RIAEdelman Financial Engines independent RIARIA to RIAFeb 10, 2026Mar 2, 2026
Emily Anna JohnsonRitholtz Wealth Management independent RIALazari Capital Management, Inc. independent RIARIA to RIAMay 8, 2024May 9, 2024
Nicholas GomesRitholtz Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJan 2, 2024Jan 22, 2024
Douglas HafemannRitholtz Wealth Management independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 21, 2023Apr 18, 2025 (575 d)
Daniel Dongmin KimRitholtz Wealth Management independent RIALido independent RIARIA to RIAJan 20, 2022Jan 20, 2022
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6 moves match.