DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mercap Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Gregory NigitoMercap Advisors, Inc. no RAUMCadaret Grant & Co Inc BD affiliatedOtherDec 18, 2020Dec 17, 2020
David WeikertMercap Advisors, Inc. no RAUMCadaret Grant & Co Inc BD affiliatedOtherDec 18, 2020Dec 17, 2020
Michael Dennis MaloneMercap Advisors, Inc. no RAUMAlmanack Investment Partners independent RIAOtherNov 5, 2020Nov 5, 2020
Dale A PopeMercap Advisors, Inc. no RAUMIp Financial Advisory Services LLC independent RIAOtherNov 3, 2020Oct 30, 2020
Brendan M GilmoreMercap Advisors, Inc. no RAUMAlmanack Investment Partners independent RIAOtherNov 3, 2020Nov 4, 2020
Morris KaufmanMercap Advisors, Inc. no RAUMIp Financial Advisory Services LLC independent RIAOtherNov 2, 2020Nov 4, 2020
Robert Todd ValleauMercap Advisors, Inc. no RAUMAlmanack Investment Partners independent RIAOtherNov 2, 2020Nov 2, 2020
Joseph A PalmaMercap Advisors, Inc. no RAUMM Holdings Securities, Inc. BD affiliatedOtherSep 5, 2019Sep 6, 2019
Stanley Daniel StanekMercap Advisors, Inc. no RAUMOsaic Fa, Inc. BD affiliatedOtherFeb 19, 2019Feb 1, 2019
Walter Thomas WandallMercap Advisors, Inc. no RAUMVicus Capital, Inc. otherOtherAug 4, 2017Aug 9, 2017
Joseph Patrick MylotteMercap Advisors, Inc. no RAUMCapital Analysts otherOtherJul 24, 2017Jun 20, 2017
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11 moves match.