DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pinnacle Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward F SilbertPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 22, 2022
Daniel Jay CottonPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 22, 2022
Michael Edward CarlsonPinnacle Private Wealth, LLC independent RIALPL Financial LLC otherOtherSep 22, 2022May 25, 2016
Samuel Mcmanus KieferPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 19, 2022
Joseph SicilianoPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 27, 2022
Myles DudleyPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Jan 5, 2026 (1201 d)
Brian DudleyPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 22, 2022
Alice Mobbs McelhinneyPinnacle Private Wealth, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2022Sep 22, 2022
Deborah L RayPinnacle Private Wealth, LLC independent RIAU.S. Capital Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 12, 2022Aug 31, 2022
Michael Francis O'ConnorPinnacle Private Wealth, LLC independent RIAU.S. Capital Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Aug 29, 2022
Bradley Wayne SmallPinnacle Private Wealth, LLC independent RIAThrivent Advisor Network, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Sep 13, 2022
Daniel Joseph SextonPinnacle Private Wealth, LLC independent RIAU.S. Capital Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Oct 31, 2022 (53 d)
Hugh Patrick MaginnisPinnacle Private Wealth, LLC independent RIAU.S. Capital Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Aug 30, 2022
Thomas Frances AlessiPinnacle Private Wealth, LLC independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAAug 11, 2022Jun 28, 2022
Anthony J DepintoPinnacle Private Wealth, LLC independent RIAAlta Wealth Advisors LLC no RAUMRIA to a newly registered adviserOct 10, 2018May 31, 2018
Michael Dominic VitiPinnacle Private Wealth, LLC independent RIAAlta Wealth Advisors LLC no RAUMRIA to a newly registered adviserMay 23, 2018Apr 30, 2018
Judith T OsbornPinnacle Private Wealth, LLC independent RIALPL Financial LLC independent RIARIA to RIAMay 23, 2018Jun 28, 2018 (36 d)
Vincenzo StutoPinnacle Private Wealth, LLC independent RIAAlta Wealth Advisors LLC no RAUMRIA to a newly registered adviserMay 23, 2018Apr 23, 2018
Bryan ParksPinnacle Private Wealth, LLC independent RIAAlta Wealth Advisors LLC no RAUMRIA to a newly registered adviserMay 23, 2018Apr 30, 2018
Paul M BrissendenPinnacle Private Wealth, LLC independent RIAAlta Wealth Advisors LLC no RAUMRIA to a newly registered adviserMay 23, 2018Apr 30, 2018
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20 moves match.