DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kovack International Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Juan Agustin Gonzalez | Kovack International Advisors Inc. independent RIA | Insigneo Advisory Services, LLC mixed wealth | RIA to RIA | Jun 25, 2021 | Jun 30, 2021 |
| Michael Alan Andrews | Kovack International Advisors Inc. independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2020 | Mar 2, 2021 (144 d) |
| Luciano Manuel Cuneo | Kovack International Advisors Inc. no RAUM | Scala Capital LLC mixed wealth | Other | Jan 13, 2020 | Dec 9, 2020 (331 d) |
| Roger Ivan Toledo | Kovack International Advisors Inc. no RAUM | First Trust Advisors LP asset manager | Other | Dec 31, 2019 | Dec 15, 2020 (350 d) |
| Carlos Javier Gonzalez | Kovack International Advisors Inc. no RAUM | Efg Private Wealth Management (Americas) Corp. independent RIA | Other | Nov 21, 2019 | Jan 9, 2020 (49 d) |
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5 moves match.