| Steven Charles Sapirstein | Stoever Glass Wealth Management, Inc. independent RIA | Herbert J. Sims Capital Management, Inc. independent RIA | RIA to RIA | Feb 7, 2025 | Feb 11, 2025 |
| Lee Anne Foster | Stoever Glass Wealth Management, Inc. independent RIA | Beacon Global Advisor Network, LLC independent RIA | RIA to RIA | Feb 7, 2025 | Mar 12, 2025 (33 d) |
| Adam Craig Goodman | Stoever Glass Wealth Management, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 24, 2025 | Jan 22, 2025 |
| Russell Jude Stoever | Stoever Glass Wealth Management, Inc. independent RIA | Crews & Associates, Inc. independent RIA | RIA to RIA | Jan 24, 2025 | Jan 24, 2025 |
| Gregory Edward Barr | Stoever Glass Wealth Management, Inc. independent RIA | Herbert J. Sims Capital Management, Inc. independent RIA | RIA to RIA | Jan 13, 2025 | Jan 16, 2025 |
| Philip A Pike | Stoever Glass Wealth Management, Inc. independent RIA | Herbert J. Sims Capital Management, Inc. independent RIA | RIA to RIA | Jan 10, 2025 | Jan 17, 2025 |
| David James Lesko | Stoever Glass Wealth Management, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Jun 24, 2024 |
| Alejandro Michael Viteri | Stoever Glass Wealth Management, Inc. independent RIA | Herbert J. Sims Capital Management, Inc. independent RIA | RIA to RIA | Jun 3, 2024 | Jun 28, 2024 |
| Eric R Cohen | Stoever Glass Wealth Management, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2023 | Mar 17, 2023 |
| Richard Louis Kesner | Stoever Glass Wealth Management, Inc. independent RIA | The Commonwealth Group LLC state registered | RIA to a state-registered adviser | Jan 3, 2023 | Oct 30, 2023 (300 d) |
| Andrew Lawrence Kleinman | Stoever Glass Wealth Management, Inc. independent RIA | Coastal Way Financial Group, LLC state registered | RIA to a state-registered adviser | Sep 27, 2022 | May 30, 2017 |
| Lawrence R Melcer | Stoever Glass Wealth Management, Inc. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Jul 13, 2020 | Jul 20, 2020 |
| Steven R Bell | Stoever Glass Wealth Management, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 4, 2019 | Mar 29, 2019 |