DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bedrock Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Lawrence Steele | Bedrock Investment Advisors independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | May 7, 2026 |
| Tatum Steele | Bedrock Investment Advisors independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | Apr 15, 2026 |
| Ali El Sayed | Bedrock Investment Advisors independent RIA | Brookwood Investment Group independent RIA | RIA to RIA | May 22, 2025 | Sep 11, 2025 (112 d) |
| Martin Derrick Jenkins | Bedrock Investment Advisors independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Nov 14, 2024 |
| Larry Mckinley Hales | Bedrock Investment Advisors independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Nov 1, 2023 | Oct 18, 2024 (352 d) |
| Stuart Mathew Hunsicker | Bedrock Investment Advisors independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2023 | Jun 12, 2023 |
| Leslie Kathryn Hollingsworth | Bedrock Investment Advisors independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Dec 8, 2022 | Feb 24, 2022 |
| Michele L Herzberg | Bedrock Investment Advisors independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 28, 2022 | Mar 27, 2023 (119 d) |
| Dennis James Snoozy | Bedrock Investment Advisors independent RIA | Snp Financial Advisors unclassified | Other | Jun 24, 2021 | Apr 21, 2021 |
| Mark Philip Cussen | Bedrock Investment Advisors independent RIA | Nightingale Advisors, LLC unclassified | Other | Jan 21, 2021 | Feb 8, 2023 (748 d) |
| Kenneth Orenstein | Bedrock Investment Advisors independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Jun 25, 2020 | Jun 8, 2020 |
| Danny Eugene Ward | Bedrock Investment Advisors independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Aug 8, 2018 | Aug 23, 2018 |
| Jerad Sorgenfrei | Bedrock Investment Advisors independent RIA | Primus Wealth Advisors LLC state registered | RIA to a state-registered adviser | Aug 8, 2018 | Aug 10, 2018 |
| Bart Anthony Spachek | Bedrock Investment Advisors other | Cornerstone Securities LLC independent RIA | Other | Mar 9, 2015 | Mar 5, 2015 |
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14 moves match.