DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Wealth Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Birds Kyle Horton | Legacy Wealth Management Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 10, 2025 | Dec 2, 2025 (53 d) |
| Christopher Allen Smith | Legacy Wealth Management Inc. independent RIA | Origin Wealth Management LLC state registered | RIA to a state-registered adviser | May 13, 2025 | Jul 24, 2025 (72 d) |
| Omar Hazem Barakat | Legacy Wealth Management Inc. independent RIA | Investology Inc. independent RIA | RIA to RIA | Apr 15, 2024 | Mar 24, 2026 (708 d) |
| Michael Stephen Muldoon | Legacy Wealth Management Inc. independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 31, 2023 | Feb 13, 2024 (166 d) |
| Nolen Anthony Howe | Legacy Wealth Management Inc. independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2023 | Mar 8, 2023 |
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5 moves match.