DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Key Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Richard Rey | Key Capital Management, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Sep 8, 2025 |
| Andrew Harrison | Key Capital Management, Inc. independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | May 19, 2025 | Jul 16, 2025 (58 d) |
| Matthew Bird Malone | Key Capital Management, Inc. independent RIA | Tbh Global Asset Management, LLC independent RIA | RIA to RIA | Dec 21, 2022 | Mar 22, 2023 (91 d) |
| William Daniel Prestage | Key Capital Management, Inc. independent RIA | Triad Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2022 | Apr 19, 2022 |
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4 moves match.