DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Institutional Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Glenn Curtis MayoInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Aug 19, 2015 (596 d)
Carey Stuart RoebuckInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 10, 2013
Patrick Jay StuhrInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 5, 2013
Crystal ScottInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Feb 27, 2014 (58 d)
Elizabeth GrariInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013May 5, 2014 (125 d)
Robert Lane DahseInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 22, 2013
Eric James BludauInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Jun 19, 2013
Melissa Anne CoxInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 8, 2013
Steven Bradley GristInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Feb 27, 2014 (58 d)
Terry Lee HillInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Mar 21, 2013
Floyd Thomas BernardInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Mar 26, 2013
Joseph Andrew GiardanoInstitutional Securities Corporation otherWells Fargo Advisors wirehouseOtherNov 6, 2012Nov 12, 2012
Larry Glen BrunellInstitutional Securities Corporation otherChase Investment Services Corp. otherOtherJun 2, 2011May 27, 2011
Thomas John OleyInstitutional Securities Corporation otherNfp Advisor Services, LLC otherOtherSep 17, 2010Sep 2, 2010
Gentry Parks MooreInstitutional Securities Corporation otherNfp Advisor Services, LLC otherOtherSep 17, 2010Sep 1, 2010
Shannon Scott CarsonInstitutional Securities Corporation otherAmerican Investment Services otherOtherJan 11, 2010Jan 14, 2010
Teodora Komitova GrantInstitutional Securities Corporation otherWells Fargo Advisors wirehouseOtherMar 25, 2009Mar 23, 2009
Brian Keith MoonInstitutional Securities Corporation otherBrokersxpress LLC otherOtherNov 7, 2008Nov 6, 2008
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18 moves match.