DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Trademark Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Orantes Grant | Trademark Capital Management Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 14, 2019 | Dec 3, 2019 (50 d) |
| Joseph Glenn Maxey | Trademark Capital Management Inc. mixed wealth | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2018 | Nov 30, 2018 |
| Asa Clayton Alliston | Trademark Capital Management Inc. other | Osaic Fa, Inc. other | Other | Aug 1, 2017 | Aug 3, 2017 |
| Brian Nielsen Mulberry | Trademark Capital Management Inc. other | Allegis Investment Advisors, LLC other | Other | Sep 7, 2016 | Aug 15, 2016 |
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4 moves match.