DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allen & Company Of Florida, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric J JacksonAllen & Company Of Florida, LLC independent RIACps Investment Advisors independent RIARIA to RIAJul 20, 2021May 17, 2021
Rose Angela DilecceAllen & Company Of Florida, LLC independent RIAJ. W. Cole Advisors, Inc. independent RIARIA to RIAMay 27, 2021Jun 11, 2021
Eddy R MontalvoAllen & Company Of Florida, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 13, 2018Jan 24, 2020 (407 d)
Nathan Douglas AmannAllen & Company Of Florida, LLC otherVanguard Advisers, Inc. otherOtherMar 24, 2017Apr 20, 2017
Christopher Casey FloydAllen & Company Of Florida, LLC otherOsaic Institutions, Inc. otherOtherMar 21, 2017Apr 5, 2017
Clayton William MckownAllen & Company Of Florida, LLC otherLPL Financial LLC otherOtherNov 21, 2012Nov 27, 2012
Paula Alma DailerAllen & Company Of Florida, LLC otherSchwab Wealth Advisory, Inc. otherOtherSep 19, 2011Feb 6, 2015 (1236 d)
Nicholas Dana StevensAllen & Company Of Florida, LLC otherStrategic Advisers LLC national BDOtherMay 15, 2009Jan 6, 2012 (966 d)
Cynthia Megan TysverAllen & Company Of Florida, LLC otherOsaic Institutions, Inc. otherOtherAug 23, 2007Sep 10, 2007
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9 moves match.