DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alamo Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Dubose | Alamo Capital independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Oct 27, 2025 | Mar 6, 2026 (130 d) |
| Leonardo Sepulveda Bojorquez | Alamo Capital independent RIA | Del Monte Group, LLC independent RIA | RIA to RIA | Mar 2, 2022 | Oct 19, 2022 (231 d) |
| Nicholas T Scott | Alamo Capital independent RIA | Ma Private Wealth, LLC independent RIA | RIA to RIA | May 14, 2019 | Jun 12, 2019 |
| Gary Watts | Alamo Capital independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 15, 2016 | Aug 19, 2016 (35 d) |
| Michael Charles Lederer | Alamo Capital independent RIA | LPL Financial LLC other | Other | Dec 18, 2015 | Jan 5, 2016 |
| Trenton Larsen | Alamo Capital independent RIA | Osaic Fa, Inc. other | Other | Dec 17, 2015 | May 23, 2016 (158 d) |
| Jeneen Sarah Slack | Alamo Capital independent RIA | Foothill Securities, Inc. other | Other | Dec 20, 2010 | Jan 10, 2011 |
| Jessica Lee Schafer | Alamo Capital independent RIA | American Investors Co other | Other | Aug 27, 2010 | Aug 23, 2010 |
| Marysol Flores Salazar | Alamo Capital independent RIA | LPL Financial LLC other | Other | Aug 3, 2010 | Jan 26, 2012 (541 d) |
| M. Benay Curtis-Bauer | Alamo Capital independent RIA | Liberty Group, LLC unclassified | Other | Feb 21, 2008 | Feb 28, 2008 |
| Matthew Blair Costello | Alamo Capital independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jan 3, 2008 | Jan 4, 2008 |
| Shannon Nicole Stone | Alamo Capital independent RIA | Citigroup Global Markets Inc. other | Other | Mar 20, 2006 | Mar 8, 2006 |
| Stephen Ernest Mantzouris | Alamo Capital independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 30, 2004 | Jun 23, 2004 (85 d) |
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13 moves match.