DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Carlson Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin Daniel StetsCarlson Capital Management, LLC independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIASep 10, 2025Mar 31, 2025
David Alan WebbCarlson Capital Management, LLC independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIASep 10, 2025Mar 31, 2025
Camila Kundele PetersonCarlson Capital Management, LLC independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIASep 10, 2025Mar 31, 2025
Callie Rae GeistCarlson Capital Management, LLC independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIASep 10, 2025Mar 31, 2025
Samuel Joseph GlubkaCarlson Capital Management, LLC independent RIATrademark Financial Management, LLC independent RIARIA to RIAJan 23, 2025Nov 4, 2025 (285 d)
Robert Paul BernardCarlson Capital Management, LLC independent RIARetirement Planners Of America independent RIARIA to RIAJun 11, 2024Jun 12, 2024
Turner Lee StormCarlson Capital Management, LLC independent RIAMarks Group Wealth Management, Inc. independent RIARIA to RIAJun 11, 2024Jun 20, 2024
Rachel Elizabeth ChackoCarlson Capital Management, LLC independent RIAPetersen Hastings Wealth Advisors, Inc. independent RIARIA to RIAJun 29, 2022Jul 20, 2022
Matthew James MoreheadCarlson Capital Management, LLC independent RIAJaniczek Wealth Management independent RIARIA to RIAMay 17, 2022Apr 13, 2022
Omer AbramovichCarlson Capital Management, LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2022Mar 21, 2022
Brent LangeCarlson Capital Management, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2021Dec 13, 2021
Valerie Ann Thomas RuthCarlson Capital Management, LLC independent RIAMarquette Wealth Management independent RIARIA to RIAJul 23, 2021Aug 12, 2021
Matthew RichCarlson Capital Management, LLC independent RIAAccess Financial Services, Inc. independent RIARIA to RIAJul 22, 2021Sep 23, 2025 (1524 d)
Andreas James ScottCarlson Capital Management, LLC independent RIAMariner independent RIARIA to RIAOct 12, 2018Sep 26, 2018
Paul Wayne SwansonCarlson Capital Management, LLC otherPanoramic Financial Management state registeredOtherOct 14, 2016Nov 30, 2016 (47 d)
Page 1 of 1
15 moves match.