DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Xo Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Howard Fuller | Xo Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 6, 2025 |
| Carl Patrick Carlos | Xo Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 3, 2025 |
| Kimberly Ellen Arthur | Xo Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 3, 2025 |
| Valarie Latrice Wright | Xo Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 3, 2025 |
| Stephen Valelly | Xo Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 6, 2025 |
| Philip Jeffrey Brooks | Xo Wealth Management independent RIA | Redwood Family Wealth LLC no RAUM | RIA to a newly registered adviser | Feb 3, 2025 | Jan 18, 2025 |
| Eric F Eisenhard | Xo Wealth Management independent RIA | Redwood Family Wealth LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Jan 13, 2025 |
| Alan Keith Goldfarb | Xo Wealth Management independent RIA | Novak & Powell Financial Services, Inc. independent RIA | RIA to RIA | Sep 7, 2022 | Aug 5, 2022 |
| Kimberly T Abmeyer | Xo Wealth Management independent RIA | Org Partners independent RIA | RIA to RIA | Feb 28, 2022 | Mar 2, 2022 |
| Buffie Anderson | Xo Wealth Management independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jan 11, 2022 | Dec 26, 2023 (714 d) |
| Todd Alan Volkman | Xo Wealth Management independent RIA | Volkman Wealth Management, LLC state registered | RIA to a state-registered adviser | Aug 7, 2020 | Jul 16, 2020 |
| Craig Anthony Hausz | Xo Wealth Management independent RIA | Ameritas Advisory Services independent RIA | RIA to RIA | May 11, 2020 | Apr 23, 2020 |
| Evangeline Tyndall Herrington | Xo Wealth Management independent RIA | Herrington Wealth Management Corporation state registered | RIA to a state-registered adviser | Feb 3, 2020 | Sep 3, 2019 |
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13 moves match.