DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Balboa Wealth Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Dean Tate | Balboa Wealth Partners, Inc. independent RIA | Tate Capital Group state registered | RIA to a state-registered adviser | Nov 7, 2024 | Sep 19, 2024 |
| Mark Thomas Zielinski | Balboa Wealth Partners, Inc. independent RIA | Fiduciary Architects LLC state registered | RIA to a state-registered adviser | Jun 30, 2022 | Apr 18, 2025 (1023 d) |
| Brett James Upper | Balboa Wealth Partners, Inc. independent RIA | Tide Cove Capital Partners LLC no RAUM | RIA to a newly registered adviser | Mar 9, 2020 | Aug 22, 2023 (1261 d) |
| Carrie Ann Simmons | Balboa Wealth Partners, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 29, 2019 | Mar 9, 2020 (315 d) |
| Yvette Spillman | Balboa Wealth Partners, Inc. mixed wealth | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jul 9, 2018 | May 15, 2019 (310 d) |
| Brett Jerome Saddler | Balboa Wealth Partners, Inc. other | Crown Capital Securities, L.P. other | Other | Nov 20, 2017 | Nov 17, 2017 |
| Erin Murray Williams | Balboa Wealth Partners, Inc. other | Tcfg Investment Advisors, LLC other | Other | Apr 28, 2017 | Apr 26, 2017 |
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7 moves match.