DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Howard Bailey Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Richard Wyss | Howard Bailey Securities, LLC independent RIA | Golden Reserve Retirement, LLC independent RIA | RIA to RIA | Jul 31, 2026 | Aug 12, 2026 |
| Christopher Louis Horoky | Howard Bailey Securities, LLC independent RIA | Horoky Private Wealth, LLC state registered | RIA to a state-registered adviser | Jun 29, 2026 | Jun 24, 2026 |
| Ryan Deane Zeeb | Howard Bailey Securities, LLC independent RIA | Ministry Partners Securities, LLC state registered | RIA to a state-registered adviser | May 1, 2026 | Apr 29, 2026 |
| John Ryan Nuechterlein | Howard Bailey Securities, LLC independent RIA | Buffalo Capital Advisors LLC state registered | RIA to a state-registered adviser | Dec 10, 2025 | Jan 5, 2026 |
| Sara Ann Provines | Howard Bailey Securities, LLC independent RIA | Kingsview Wealth Management, LLC independent RIA | RIA to RIA | Mar 28, 2025 | Mar 10, 2025 |
| David Scott Littrell | Howard Bailey Securities, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2024 | Nov 6, 2024 (93 d) |
| Christopher Hylen | Howard Bailey Securities, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2023 | Jun 13, 2025 (570 d) |
| Matthew Postell | Howard Bailey Securities, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2023 | Aug 2, 2023 (77 d) |
| Bradley Milinko Simich | Howard Bailey Securities, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2022 | Nov 17, 2022 (58 d) |
| James A Dewese | Howard Bailey Securities, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 6, 2022 | Mar 21, 2025 (927 d) |
| James Kennedy | Howard Bailey Securities, LLC independent RIA | Td Ameritrade Investment Management, LLC independent RIA | RIA to RIA | Jan 31, 2018 | Mar 19, 2018 (47 d) |
| Nathan J Devaux | Howard Bailey Securities, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2016 | Feb 19, 2025 (3114 d) |
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12 moves match.