DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Foster Victor
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yuval Ezer | Foster Victor independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Feb 19, 2026 | Jul 24, 2026 (155 d) |
| Sara Clough Allen | Foster Victor independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Jun 30, 2025 | Sep 22, 2025 (84 d) |
| Ashley Beth Cluley | Foster Victor independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Apr 25, 2023 (77 d) |
| Brett F Anderson | Foster Victor independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 7, 2022 | May 20, 2022 (102 d) |
| Jonathan Ament | Foster Victor independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 10, 2021 | Mar 30, 2022 (293 d) |
| Paul Alexander Austin | Foster Victor independent RIA | Insight Wealth Strategies, LLC independent RIA | RIA to RIA | May 17, 2021 | Jun 21, 2021 (35 d) |
| Susan S Harvell | Foster Victor independent RIA | The Fiduciary Alliance independent RIA | RIA to RIA | Aug 24, 2020 | Sep 10, 2020 |
| Aaron Robert Kohl | Foster Victor no RAUM | Park Avenue Securities LLC other | Other | Aug 12, 2016 | May 8, 2017 (269 d) |
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8 moves match.