DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dakota Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bailey O'Brien Fielding | Dakota Wealth, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 22, 2025 | Oct 15, 2025 |
| Kylie Stevens | Dakota Wealth, LLC independent RIA | Neuberger Berman Bd LLC no RAUM | Other | Aug 5, 2025 | Aug 15, 2025 |
| Gregory Scott Horn | Dakota Wealth, LLC independent RIA | Persimmon Capital Management no RAUM | RIA to a newly registered adviser | Jul 3, 2025 | May 29, 2025 |
| Amy Beth Armstrong | Dakota Wealth, LLC independent RIA | Persimmon Capital Management no RAUM | RIA to a newly registered adviser | Jul 3, 2025 | Jun 18, 2025 |
| James Todd Lermitte | Dakota Wealth, LLC independent RIA | Persimmon Capital Management no RAUM | RIA to a newly registered adviser | Jul 3, 2025 | Jun 18, 2025 |
| Timothy Dick | Dakota Wealth, LLC independent RIA | The Fiduciary Alliance independent RIA | RIA to RIA | Jan 16, 2025 | Mar 27, 2025 (70 d) |
| David James Mcdonald | Dakota Wealth, LLC independent RIA | Twin Lights Capital Management LLC state registered | RIA to a state-registered adviser | Oct 11, 2024 | Sep 30, 2024 |
| Lucas Grant Colantoni | Dakota Wealth, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Mar 5, 2024 |
| Carina Shipotofsky Diamond | Dakota Wealth, LLC independent RIA | Dakore Wealth Management, LLC independent RIA | RIA to RIA | Jul 10, 2023 | Oct 1, 2020 |
| Michael Thomas Rasmussen | Dakota Wealth, LLC independent RIA | Kore Advisors LP other | Other | Feb 11, 2021 | Mar 30, 2021 (47 d) |
| John Frederick Desimone | Dakota Wealth, LLC independent RIA | Peddock Capital Advisors, LLC independent RIA | RIA to RIA | Jan 18, 2021 | Jan 22, 2021 |
| Patricia Rose Garner | Dakota Wealth, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2021 | Mar 2, 2021 (57 d) |
| David Taucher | Dakota Wealth, LLC independent RIA | Beacon Financial Advisory LLC independent RIA | RIA to RIA | Dec 11, 2019 | Apr 9, 2020 (120 d) |
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13 moves match.