DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Specialized Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Steven LeggottSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 22, 2019Nov 1, 2019
Andrew Joseph CamlinSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 22, 2019Nov 18, 2019
Roman LaraSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 18, 2019Nov 5, 2019
Charles Daniel YanceySpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 5, 2019
John Stanley HardingSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 1, 2019
Clark David DearmondSpecialized Advisors independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 12, 2019Jul 2, 2025 (2090 d)
Mark Robert SchererSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 1, 2019
Mark Hugh RutledgeSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Oct 31, 2019
Frederick Charles WhitfordSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Dec 20, 2019 (69 d)
Charles Stewart CannonSpecialized Advisors independent RIAAegis Wealth Management, Inc. no RAUMRIA to a newly registered adviserOct 12, 2019Dec 10, 2019 (59 d)
Craig Martin DembeckSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 14, 2019 (33 d)
Bart Andrew NewmanSpecialized Advisors independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 12, 2019Jan 16, 2020 (96 d)
Steven Francis GaribaySpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 18, 2019 (37 d)
Ron GreenfieldSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 15, 2019 (34 d)
Timothy Jon SparksSpecialized Advisors independent RIASound Income Strategies, LLC independent RIARIA to RIASep 13, 2019Sep 10, 2019
Jeffery Gene MusgroveSpecialized Advisors independent RIACreativeone Wealth, LLC independent RIARIA to RIASep 13, 2019Sep 9, 2019
Eric Dean BrumaginSpecialized Advisors independent RIAVirtue Capital Management, LLC independent RIARIA to RIAJul 30, 2019Aug 5, 2019
Albert Eugene NaticchioniSpecialized Advisors independent RIAGradient Advisors, LLC independent RIARIA to RIAJul 26, 2019Jun 3, 2021 (678 d)
Randal E LocklierSpecialized Advisors no RAUMBrookstone Capital Management LLC independent RIAOtherJun 5, 2019Jan 2, 2020 (211 d)
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19 moves match.