DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Intelligence Driven Advisers, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bonnie Jean Moseley | Intelligence Driven Advisers, LLC independent RIA | Moffatt Financial Strategies independent RIA | RIA to RIA | Nov 14, 2025 | Oct 17, 2025 |
| Roderick Ryan Hays | Intelligence Driven Advisers, LLC independent RIA | Avail Investment Partners, LLC independent RIA | RIA to RIA | Sep 19, 2024 | Nov 22, 2024 (64 d) |
| Frank Gesuale | Intelligence Driven Advisers, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2024 | Sep 18, 2024 |
| James Anthony Pupillo | Intelligence Driven Advisers, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2024 | Sep 18, 2024 |
| David Brasfield | Intelligence Driven Advisers, LLC independent RIA | Ldintelligence LLC no RAUM | Other | Sep 18, 2024 | May 29, 2019 |
| Darren Alan Evans | Intelligence Driven Advisers, LLC independent RIA | Ldintelligence LLC no RAUM | Other | Sep 18, 2024 | May 29, 2019 |
| Larry Dean Rogers | Intelligence Driven Advisers, LLC independent RIA | Naviter Wealth, LLC independent RIA | RIA to RIA | Feb 7, 2024 | May 21, 2026 (834 d) |
| Todd Edward Wiersum | Intelligence Driven Advisers, LLC independent RIA | Encompass Financial Services state registered | RIA to a state-registered adviser | Sep 5, 2023 | Aug 1, 2024 (331 d) |
| Andrew Patrick Grant | Intelligence Driven Advisers, LLC independent RIA | Kayne Anderson Rudnick Investment Management, LLC other | Other | Mar 31, 2023 | Apr 20, 2023 |
| Cari Leamy | Intelligence Driven Advisers, LLC independent RIA | Summitry, LLC independent RIA | RIA to RIA | Aug 13, 2020 | Apr 13, 2022 (608 d) |
| Kimberly Marie Surber | Intelligence Driven Advisers, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Aug 16, 2019 | Jul 12, 2021 (696 d) |
| Leslie Ann Valant | Intelligence Driven Advisers, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 14, 2019 |
| Kent Allan Colwell | Intelligence Driven Advisers, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2019 | Jul 31, 2019 (56 d) |
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13 moves match.