DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Veracity Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Scott Gray | Veracity Capital LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 28, 2026 | Jan 9, 2026 |
| Niko Stone Puritz | Veracity Capital LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 20, 2026 | Jan 9, 2026 |
| Christina Nichole Mumpower | Veracity Capital LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2024 | Oct 11, 2024 |
| Harry Ronald Shamlian | Veracity Capital LLC independent RIA | Graypoint LLC independent RIA | RIA to RIA | May 29, 2024 | Jul 25, 2024 (57 d) |
| Jennifer Ford Deloach | Veracity Capital LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2023 | Mar 6, 2023 (31 d) |
| Charles Allen Crowley | Veracity Capital LLC independent RIA | Bip Wealth, LLC independent RIA | RIA to RIA | Jan 23, 2023 | Jan 27, 2023 |
| Joby Brae Raymond | Veracity Capital LLC independent RIA | Box Financial Advisors, LLC independent RIA | RIA to RIA | Jan 18, 2021 | Oct 6, 2023 (991 d) |
Page 1 of 1
7 moves match.