DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Api Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Trisha Bernardo PerezApi Financial Advisors, LLC independent RIABison Wealth, LLC independent RIARIA to RIAAug 11, 2026Aug 18, 2026
James Joseph CaufieldApi Financial Advisors, LLC independent RIABison Wealth, LLC independent RIARIA to RIAAug 11, 2026Aug 19, 2026
Luther Murlin SweigertApi Financial Advisors, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAAug 4, 2025Aug 1, 2025
Kurt M ArseneauApi Financial Advisors, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAApr 4, 2023Jun 24, 2024 (447 d)
Bradley Charles TippleApi Financial Advisors, LLC independent RIALPL Enterprise, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2021Apr 23, 2025 (1377 d)
Stephen Neil SpicerApi Financial Advisors, LLC independent RIASpicer Capital state registeredRIA to a state-registered adviserMar 4, 2021Mar 12, 2021
William Stephen GloverApi Financial Advisors, LLC no RAUMWealth Watch Advisors, Inc independent RIAOtherSep 18, 2020Jan 4, 2022 (473 d)
Alex Brian LuadersApi Financial Advisors, LLC no RAUMRoad Maps Financial Group, LLC state registeredOtherJan 2, 2020Aug 11, 2025 (2048 d)
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8 moves match.