DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Great Waters Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Ryan Kaufman | Great Waters Financial independent RIA | Everest Financial Group independent RIA | RIA to RIA | Mar 6, 2026 | Mar 20, 2026 |
| Douglas Carl Goodmundson | Great Waters Financial independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Jan 6, 2026 |
| Barry David Bigelow | Great Waters Financial independent RIA | Farther independent RIA | RIA to RIA | Jan 16, 2025 | Jan 14, 2025 |
| Jacob Anton Barr | Great Waters Financial independent RIA | Farther independent RIA | RIA to RIA | Jan 16, 2025 | Jan 14, 2025 |
| Patrick Conor Manning | Great Waters Financial independent RIA | Tailwinds Wealth, LLC independent RIA | RIA to RIA | Jan 29, 2024 | Oct 31, 2025 (641 d) |
| Samantha Rae Gilgosch | Great Waters Financial independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Dec 1, 2023 | Jul 20, 2024 (232 d) |
| Karanveer Nagpal | Great Waters Financial independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 2, 2023 | Apr 9, 2024 (159 d) |
| Philip Burfeind | Great Waters Financial independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2022 | Dec 22, 2022 |
| Megan Marie Nadeau | Great Waters Financial independent RIA | Tailwinds Wealth, LLC no RAUM | RIA to a newly registered adviser | Aug 16, 2022 | Sep 30, 2022 (45 d) |
| Cody Joseph Nadeau | Great Waters Financial independent RIA | Tailwinds Wealth, LLC no RAUM | RIA to a newly registered adviser | Aug 16, 2022 | Oct 11, 2022 (56 d) |
| Brian Jeffrey Jass | Great Waters Financial independent RIA | Tailwinds Wealth, LLC no RAUM | RIA to a newly registered adviser | Aug 8, 2022 | Sep 2, 2022 |
| Will Keith Johnson | Great Waters Financial independent RIA | Tailwinds Wealth, LLC no RAUM | RIA to a newly registered adviser | Aug 8, 2022 | Sep 2, 2022 |
Page 1 of 1
12 moves match.