DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Forefront
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Lynn Colton | Forefront independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Aug 10, 2026 | Aug 12, 2026 |
| Skyler Jay Fleming | Forefront independent RIA | Abundo Wealth no RAUM | Other | Mar 30, 2026 | Jun 9, 2026 (71 d) |
| Syed Mohammed Ali Farooq | Forefront independent RIA | Jaffe Tilchin Investment Partners, LLC independent RIA | RIA to RIA | Oct 3, 2025 | Oct 16, 2025 |
| James Paul Karamourtopoulos | Forefront independent RIA | New England Private Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 6, 2023 | Jan 24, 2024 (49 d) |
| Elisabeth Leydon Brady | Forefront independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2023 | Nov 21, 2023 |
| Gulseren Mutlu | Forefront independent RIA | Calton & Associates, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2023 | Dec 22, 2022 |
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6 moves match.