DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Adaptation Financial Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clinton Michael Taylor | Adaptation Financial Advisors Inc. independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Mitchell K Robinson | Adaptation Financial Advisors Inc. independent RIA | Mariner Advisor Network BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2024 | Oct 31, 2024 |
| Erica Goltra | Adaptation Financial Advisors Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 5, 2023 | Mar 15, 2024 (101 d) |
| Jason F Sauer | Adaptation Financial Advisors Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2023 | Dec 20, 2021 |
| Christopher E Mcgraw | Adaptation Financial Advisors Inc. independent RIA | Oxford Financial Group, Ltd independent RIA | RIA to RIA | Jun 22, 2022 | Sep 6, 2022 (76 d) |
| Andrew Joseph Kathol | Adaptation Financial Advisors Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jun 15, 2022 | Aug 22, 2022 (68 d) |
| John Patrick Byrne | Adaptation Financial Advisors Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2022 | Sep 1, 2022 (217 d) |
| Timothy Paca Woodburn | Adaptation Financial Advisors Inc. independent RIA | Buckeye Wealth Management LLC other | Other | Oct 22, 2021 | Apr 5, 2022 (165 d) |
| Gabriela Vizuet | Adaptation Financial Advisors Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 29, 2021 | Feb 13, 2023 (502 d) |
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9 moves match.