DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Evelyn Kay DukaFinancial Telesis, Inc. otherQuestar Asset Management, Inc. otherOtherJun 19, 2009Jul 13, 2009
Javier Enrique Cordero CondeFinancial Telesis, Inc. otherIndependent Financial Group, LLC otherOtherMay 8, 2009Dec 23, 2014 (2055 d)
James Jacob BartoszewiczFinancial Telesis, Inc. otherFiducia Group, LLC no RAUMOtherJan 15, 2009Jan 23, 2009
Noel John TriasFinancial Telesis, Inc. otherNrp Advisors, Inc. unclassifiedOtherAug 19, 2008Aug 20, 2008
Gregory Allan GaynierFinancial Telesis, Inc. otherNrp Advisors, Inc. unclassifiedOtherJul 8, 2008Jul 7, 2008
Blake Alexander ThibaultFinancial Telesis, Inc. otherNrp Advisors, Inc. unclassifiedOtherMar 4, 2008Feb 14, 2008
Joshua Adam SuessFinancial Telesis, Inc. otherLPL Financial LLC otherOtherFeb 20, 2008Feb 14, 2008
Daniel ShapiroFinancial Telesis, Inc. otherLincoln Financial Distributors, Inc. unclassifiedOtherFeb 7, 2008Feb 9, 2008
Brian Patrick AbadFinancial Telesis, Inc. otherNrp Financial, Inc. unclassifiedOtherSep 4, 2007Aug 31, 2007
Phillip Russell PowersFinancial Telesis, Inc. otherNrp Financial, Inc. unclassifiedOtherAug 6, 2007Aug 6, 2007
Thomas Bowen FrostFinancial Telesis, Inc. otherAll Seasons Investment Advisors, Inc state registeredOtherAug 2, 2007Aug 21, 2007
Paul Edward GrutznerFinancial Telesis, Inc. otherNrp Financial, Inc. unclassifiedOtherNov 30, 2006Nov 30, 2006
Stace Alan HilbrantFinancial Telesis, Inc. otherNrp Financial, Inc. unclassifiedOtherSep 29, 2006Sep 29, 2006
David John WitzFinancial Telesis, Inc. otherNrp Financial, Inc. unclassifiedOtherSep 29, 2006Sep 29, 2006
Brian Cameron CarlsonFinancial Telesis, Inc. otherNrp Advisors, Inc. unclassifiedOtherSep 29, 2006Sep 19, 2006
Richard Edmond WedgeFinancial Telesis, Inc. otherCantella & Co., Inc. otherOtherMay 25, 2006May 23, 2006
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196 moves match.