DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smart Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darrin Patrick Worthington | Smart Wealth, LLC independent RIA | Lifeworks Advisors, LLC independent RIA | RIA to RIA | Oct 13, 2025 | Jan 9, 2026 (88 d) |
| Luka Ivan Milakovic | Smart Wealth, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2025 | Jan 5, 2026 (145 d) |
| Miles Irvin Morrissey | Smart Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2025 | Apr 28, 2025 |
| Phillip Alan Burruel | Smart Wealth, LLC independent RIA | Daviman Financial, LLC independent RIA | RIA to RIA | Feb 4, 2025 | Jul 1, 2026 (512 d) |
| Brian Douglas Mcconnell | Smart Wealth, LLC independent RIA | Daviman Financial, LLC independent RIA | RIA to RIA | Feb 4, 2025 | Jan 21, 2025 |
| Dustin Michael Galvan | Smart Wealth, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 19, 2024 | Nov 25, 2024 |
| Michael Beaulieu | Smart Wealth, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Nov 5, 2024 | Dec 5, 2024 |
| Erik Martin Blankmeyer | Smart Wealth, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Jul 29, 2024 (299 d) |
| Dayne Rachel Lawyer | Smart Wealth, LLC independent RIA | Northwest Wealth Management, LLC independent RIA | RIA to RIA | Sep 20, 2023 | Sep 20, 2023 |
| Joshua Aaron Mueller | Smart Wealth, LLC independent RIA | Wealthplan Investment Management LLC independent RIA | RIA to RIA | Jun 1, 2022 | Jun 3, 2022 |
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10 moves match.