DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pattern
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea Joy Easterling | Pattern no RAUM | Fruitful no RAUM | Other | Dec 31, 2023 | Jan 16, 2024 |
| Gurvir Singh Grewal | Pattern no RAUM | Mercer Global Advisors Inc. independent RIA | Other | Apr 14, 2023 | Jun 27, 2023 (74 d) |
| Thomas Martin Knight | Pattern no RAUM | Mariner BD affiliated | Other | Feb 20, 2023 | Feb 21, 2023 |
Page 1 of 1
3 moves match.