DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldman Sachs & Co. LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Bogush | Goldman Sachs & Co. LLC wirehouse | Bull Market Strategies LLC state registered | Wirehouse to a state-registered adviser | Nov 29, 2023 | May 11, 2026 (894 d) |
| Stacy Marlene Paradise | Goldman Sachs & Co. LLC wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Jun 16, 2022 | Jan 1, 2025 (930 d) |
| Lauren J Palacio | Goldman Sachs & Co. LLC wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2019 | Aug 31, 2021 (686 d) |
| Ralph William Lettieri | Goldman Sachs & Co. LLC wirehouse | Goldman Sachs Asset Management, L.P. other | Other | Nov 13, 2015 | Jul 24, 2003 |
| Angela Marie Librizzi | Goldman Sachs & Co. LLC wirehouse | Blackrock Investment Management, LLC other | Other | Apr 17, 2015 | Apr 17, 2015 |
| Daniel Andres De Leon | Goldman Sachs & Co. LLC wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Nov 26, 2014 | Dec 9, 2025 (4031 d) |
| Todd G Price | Goldman Sachs & Co. LLC wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2010 | Nov 12, 2020 (3633 d) |
| Christopher Robert Ziemba | Goldman Sachs & Co. LLC wirehouse | Goldman Sachs Asset Management, L.P. other | Other | Sep 24, 2010 | Aug 27, 2003 |
| Mark Thompson Woodruff | Goldman Sachs & Co. LLC wirehouse | Alta Capital Management LLC other | Other | Sep 14, 2006 | Sep 9, 2016 (3648 d) |
| Jared Daniel Stubbs | Goldman Sachs & Co. LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2004 | Jun 10, 2004 |
| Jerry Anthony Nigro | Goldman Sachs & Co. LLC wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Dec 4, 2003 | Aug 18, 2008 (1719 d) |
| Sean M Cates | Goldman Sachs & Co. LLC wirehouse | Banc Of America Investment Services, Inc. unclassified | Other | Dec 4, 2003 | Jul 30, 2007 (1334 d) |
| John Alan Hanhauser | Goldman Sachs & Co. LLC wirehouse | Bny Mellon Securities Corporation other | Other | Dec 5, 2002 | Aug 19, 2003 (257 d) |
| Karen Lynn Stevison | Goldman Sachs & Co. LLC wirehouse | Fred Alger Management, LLC other | Other | Sep 16, 2002 | Feb 16, 2005 (884 d) |
| Wyatt R Larsen | Goldman Sachs & Co. LLC wirehouse | Morgan Stanley Dw Inc. unclassified | Other | Jul 30, 2002 | Dec 17, 2002 (140 d) |
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15 moves match.