DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westport Capital Markets, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Edward McclureWestport Capital Markets, LLC mixed wealthVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2021Apr 21, 2021
Daniel Hyman MorrisWestport Capital Markets, LLC mixed wealthVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021May 7, 2021
Eric Peter RabaskasWestport Capital Markets, LLC mixed wealthVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021Apr 21, 2021
Robert Charles BatickWestport Capital Markets, LLC mixed wealthThe Patriot Financial Group, LLC independent RIARIA to RIAJun 9, 2021May 21, 2021
Albert Michael D'AmatoWestport Capital Markets, LLC mixed wealthVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021May 7, 2021
Frank Jerry FavaWestport Capital Markets, LLC mixed wealthVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021May 4, 2021
Lisa Mari SnydermanWestport Capital Markets, LLC mixed wealthQuint Capital Management independent RIARIA to RIASep 1, 2020Jun 23, 2022 (660 d)
Jared Kent MillerWestport Capital Markets, LLC otherEdward Jones national BDOtherJul 23, 2018Jul 9, 2018
Eric Eugene LawtonWestport Capital Markets, LLC otherLPL Financial LLC independent RIAOtherJun 26, 2018Jun 7, 2018
Hilary M Donofrio-LawtonWestport Capital Markets, LLC otherLPL Financial LLC independent RIAOtherJun 26, 2018Jun 1, 2018
Ronald Evan JaegerWestport Capital Markets, LLC otherCommonwealth Financial Network national BDOtherOct 28, 2011Nov 16, 2011
Douglas William MillerWestport Capital Markets, LLC otherSilver Oak Securities, Inc. otherOtherOct 5, 2009Oct 5, 2009
Jonathan OherronWestport Capital Markets, LLC otherGilman Hill Asset Management, LLC otherOtherSep 30, 2009Aug 27, 2007
Jenny Vanleeuwen HarringtonWestport Capital Markets, LLC otherGilman Hill Asset Management, LLC otherOtherDec 31, 2007Aug 27, 2007
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14 moves match.