DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Leader Capital Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Andrew Barausky | Leader Capital Corp. asset manager | New York Life Investment Management LLC asset manager | Other | Jun 19, 2020 | Jul 15, 2021 (391 d) |
| Eric Michael Kellar | Leader Capital Corp. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 3, 2018 | May 7, 2026 (2712 d) |
| Soren Milo Erickson | Leader Capital Corp. other | Stancorp Investment Advisers, Inc. other | Other | May 23, 2016 | Oct 6, 2016 (136 d) |
| Nathaniel Sibley Barnard | Leader Capital Corp. other | Lnw independent RIA | Other | Jan 12, 2016 | Apr 30, 2018 (839 d) |
| James Rohn | Leader Capital Corp. other | Thornburg Investment Management Inc other | Other | Nov 7, 2014 | Nov 13, 2014 |
| Matthew Harvey Minter | Leader Capital Corp. other | LPL Financial LLC other | Other | Nov 30, 2012 | Jan 28, 2013 (59 d) |
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6 moves match.