DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ntb Advisors, A Division Of Ntb Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Duane Ariel Smith	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Walter Ray Lasley	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Lesley Myrna Shiffrin	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Orographic Financial Advisors no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2022	Dec 15, 2022
Michael John Morgan	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Zenas Norman Gurley	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Donald Stanfield Mckinney	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Stacie R Craddock	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Aug 24, 2023 (236 d)
Bo Gabriel Alfred Pihl	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Orographic Financial Advisors no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2022	Nov 23, 2022
Loal Gene Wilson	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Momentum Independent Network Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 3, 2023
Timothy A Szymanski	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Forty North Wealth independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2022	Dec 14, 2022
Richard Keith Hazelbaker	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Western Wealth Management LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 15, 2019	Jul 22, 2019
Jeffrey William Hinkle	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Western Wealth Management LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 15, 2019	Jul 2, 2019
Steven Ray Hinkle	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Western Wealth Management LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 9, 2019	Jul 8, 2019
Lynn Probst	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	Western Wealth Management LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 2, 2019	Jan 1, 2026 (2375 d)
Daniel T Malachowski	Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated	First Financial Equity Corporation BD affiliated	Affiliated broker-dealer or bank to another	Apr 1, 2019	Apr 9, 2019
Douglas J Roller	Ntb Advisors, A Division Of Ntb Financial Corporation other	Brookstone Capital Management LLC other	Other	Jan 15, 2018	Jan 11, 2018
Joshua L Millard	Ntb Advisors, A Division Of Ntb Financial Corporation other	Brookstone Capital Management LLC other	Other	Jan 15, 2018	Jan 11, 2018
John Michael Convery	Ntb Advisors, A Division Of Ntb Financial Corporation other	Brookstone Wealth Advisors, LLC independent RIA	Other	Feb 2, 2017	Dec 13, 2017 (314 d)
Ronald Lee Smith	Ntb Advisors, A Division Of Ntb Financial Corporation other	Securities America Advisors, Inc. other	Other	Jul 18, 2006	Aug 8, 2006
Robert Joseph Melchor	Ntb Advisors, A Division Of Ntb Financial Corporation other	First Independent Advisory Services, Inc. unclassified	Other	Feb 22, 2005	Mar 29, 2006 (400 d)

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20 moves match.