| Kathleen Sue Bowen | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Mar 3, 2003 | Apr 7, 2004 (401 d) |
| Nathan Krys Trotman | Bny Mellon Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Mar 3, 2003 | Jan 12, 2009 (2142 d) |
| Joseph Peter Michalski | Cetera Advisors LLC other | Nfp Advisor Services, LLC other | Other | Jan 21, 2003 | Jan 3, 2003 |
| David Lee Berman | Park Avenue Securities LLC other | Nfp Advisor Services, LLC other | Other | Jan 17, 2003 | Jan 16, 2003 |
| Richard Scott Ehrlich | Veravest Investment Advisors, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Jan 3, 2003 | Nov 14, 2007 (1776 d) |
| Beth B Long | New England Securities Corporation other | Nfp Advisor Services, LLC other | Other | Jan 2, 2003 | Apr 1, 2003 (89 d) |
| Christopher Allen Tipton | Kientz, Martin, Hill & Breazeale LLC unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2002 | Aug 27, 2003 (239 d) |
| William August Kientz | Kientz, Martin, Hill & Breazeale LLC unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2002 | Aug 27, 2003 (239 d) |
| Sandra Marie Maynard | Msi Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 4, 2002 | Jan 16, 2003 (43 d) |
| Robert Whitley Allen | Investment Advisory Group, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Nov 8, 2002 | Apr 10, 2003 (153 d) |
| B. Frank Voigt | Hfg Advisors, L.L.C. unclassified | Nfp Advisor Services, LLC other | Other | Nov 5, 2002 | Aug 2, 2002 |
| Christopher D Fay | Hfg Advisors, L.L.C. unclassified | Nfp Advisor Services, LLC other | Other | Nov 5, 2002 | Jul 25, 2002 |
| Kenneth Wayne Vander Hart | Legacy Advisory Services, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Nov 1, 2002 | Nov 12, 2002 |
| Ke Minh Dao | Ameriprise Financial Services, LLC national BD | Nfp Advisor Services, LLC other | Other | Oct 11, 2002 | Nov 29, 2007 (1875 d) |
| Derek David Ripp | Strong Capital Management Inc unclassified | Nfp Advisor Services, LLC other | Other | Sep 17, 2002 | Dec 8, 2003 (447 d) |
| James Bradley Teegarden | Cetera Advisors LLC other | Nfp Advisor Services, LLC other | Other | Aug 26, 2002 | Jan 3, 2003 (130 d) |